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Quality in the accreditation
for excellence
Giovanni Rossi, Arcadio Erlicher, Cristina Barbini, Augusto
Righi
Starting from the nineteen-eighties, whilst
the new network of community psychiatric services was being constructed, the
concept of evaluation has been progressively modified.
Previously, a substantially self-referential
model was applied for evaluation, based on the willingness\inclination of the
work group to evaluate itself.
The metaphor of the half full\half empty glass,
which allows both points of view (the glass is half full, the glass is half
empty) to correspond to fact, has in reality justified the detachment with which
the evaluation process was regarded, having been judged an ambiguous procedure.
The expansion of the new services has given
rise to new knowledge and belief regarding the usefulness of "community
based" services and the possibility of demonstrating their superiority in
guaranteeing accessibility, continuity, and practical effectiveness as well as
user satisfaction.
With this, the willingness to share respective
experiences and adopt objective instruments of measurement and evaluation has
grown considerably.
This open attitude has above all allowed
Mental Health Services to be linked to other fields of medicine more used to
applying epidemiological indexes and indicators of performance. This has in turn
allowed selection of the types of intervention which are most appropriate and
practically effective in relation to the needs of the population.
In a parallel way, the awareness that "therapy
is service"; that is, that integrating treatment processes with coherent
systems of therapy is a fundamental factor in achieving efficacy; has made the
evaluation process extremely permeable to any and all information regarding
successful organisations and the changes which such organisations have gone
through in order to attain this status.
Attention to successful business strategies
has also been prompted by two additional factors:
 | Successful enterprises are efficient, and therefore
suitable for operating in a context characterised by limited resources.
 | Successful enterprises put the client at the centre of
attention, and are therefore a suitable model for a context in which
consumer associations play an increasing role. |
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This change has been summarised in the phrase:
concentrate on the client in efficiently re-modelling the system of producing
Health Services.
This can be summed up in a single key-word : Quality
The new model based on quality assessment has
given the Service the chance to cast aside their traditional self-referential
attitude.
Well, what is quality?
From the different points of view of the
operators in this field - professionals, managers, consumers – several
different characteristics of quality are proposed, which can be summed up as
follows:
Professional Quality
 | means providing only what is useful (efficacy)
in the best way ( effectiveness) with technical competence
 | and only for people who need it (accessibility,
adequateness and appropriateness). |
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Organizational Quality
 | means cost efficiency in service delivery (efficiency) |
Perceived Quality
 | is what is expressed by users in terms of
acceptability, accessibility and satisfaction, regarding what has been
proposed and received. |
Make up a single service quality profile and
should thus be considered complementary (as indicated in the National Mental
Health Services project) even though it is inevitable that the manager considers
mainly how much he/she is involved in the processes, while the users ca
These characteristics taken together re about
results. It is the operators in the middle who have to maintain a unitary vision
of the quality profile.
An existing formula allows quality to be
measured; the formula proposed by Donabedian. Quality is expressed by the ratio
between the improvement achieved in health conditions and the best attainable
improvement in the same conditions (given our actual state of knowledge and the
best available technologies and considering the condition of the patient).
When this ratio is one to one, what you have
is excellence. This corresponds to the maximum health improvement attainable in
the given context.
To attach values to the numerator and the
denominator of Donabedian’s formula, one must, obviously, have a data flow
available; an information system.
We’ve used Wing’s distinctions of top down
systems, bottom up systems and integrated information flow systems.
While top down flows are useful for the
programmer, who can compile Donabedian’s formula in relation to the entire
population he is concerned with, and bottom up systems are suitable for
measuring quality in a single given case, the third – integrated – position
proposed by Wing seems to be the most suitable when you want to apply the
formula of Donabedian at a single system level of treatment: Hospital x,
District y, Department z.
As you can see the integrated flow system is
associated with accreditation (or in a wider sense, with evaluation of services),
much as the other systems are suitable for epidemiological analysis (on which
Health programming is based) and for clinical analysis (which lays the
foundations for awareness of therapeutic practice).
The integrated approach has brought
professionals to acknowledge the usefulness of the tools of voluntary evaluation,
with equal responsibility based on reciprocal exchange and geared towards
improvement, in the awareness of the concrete dimension which must incorporate
the concept of excellence.
With respect to other evaluation activities,
accreditation is characterised by the fact that it is periodic in nature (time
is a significant variable) as well as systematic (the dimension of service as
therapy is conserved), and that it uses standards ("minimum" or "excellence")
which refer to legal regulations, but not only; in other words, it is an open
and dynamic instrument.
In a diachronic vision we can describe the
development of periodical evaluation programmes, including accreditation, as the
growth of two fundamental and indispensable components: The objectivity of
criteria, indicators, and standards, and the consensus with which the evaluation
is participated in by the object of the evaluation, that is, the operators
themselves.
As we all know, the use of the term
accreditation was used for the first time in a professional context in 1917,
when Dr. Codman guided his colleagues in evaluating their own working
performance in order to identify a consensus regarding the best procedures, to
be recommended and extended, with the aim of improving the capacity of the
professionals and the efficacy of their interventions. This consensus,
indispensable in order to increase the number of departments and hospitals which
practised the best available interventions, was based mainly on the objectivity
of the gathered evidence. Consensus in participating in the programme aided in
gathering the objective elements which in turn facilitated the extension of this
very consensus.
Subsequently in the United States, but also in
Canada and Australia, the development of accreditation programmes was motivated
more by economic and business considerations than by ethical or professional
ones.
The pairing of consensus and objectivity was
extended to Health Organisation fields, to professional enterprises, and to
insurance companies. No longer groups of professionals but entire systems of
health care production had to be in agreement, and express consensus regarding
the objectivity of the criteria which would exclude them from or include them in
the systems by which performance is recompensed.
In the last few years all the accreditation
systems have attempted to go back to their roots.
The new awareness of the fundamental role
played by professionals, as well as the entry into the field of user
organisations, has returned "the voluntary nature" of self-evaluation
to centre stage; in the sense of involving internal groups in the organisation,
and of focusing on the client/citizen in order to activate the processes of
continuous quality improvement.
We are far away from the so-called wormy apple
model, in which accreditation was the means for removing the worm-eaten apple
from the heap (with an emphasis on external function, inspectional, "una
tantum").
The awareness of the indissolubility of the
consent/objectivity team can be traced to the systems of obligatory
institutional accreditation as well.
Let's take the Dutch model for example. An
obligatory government-regulated model based on procedures of responsible
self-certification and self-appraisal.
In much the same way, in the Italian
institutional accreditation system, which at first was essentially proposed as
an instrument for allowing access to the health market, the demand for improving
the link between objectivity and consensus is currently gaining ground.
Both the ruling (229/99) regarding
re-organisation of the national health system as well as the project aimed at
national "mental health" have expressed this concept.
In our system, the main role is assigned to
the Regions, which are responsible for financing (as of 2001) the programming
and management of the Health Service. And therefore of accreditation activity
management as well, both for the purpose of guaranteeing quality as well as with
the aim of selecting providers of health services.
Over the last ten years, the experience of
professional accreditation of the quality of mental health departments has been
growing in Italy.
Following a typically bottom-up trend, this
experience has progressively extended to most of the Italian regions and has
enjoyed the support and financing of the High Institute of Health, a Scientific
Institute connected with the Health Ministry.
The various projects that have taken place
have implemented the objectivity of the instruments of evaluation and the
consensus of those who have adopted them.
The following three goals have been sought:
- Application and development of a peer methodology, through
consensus procedures aimed to define criteria, indicators and standards to
be used in the evaluation process
- Professionals training through the self evaluation process
and the accreditation visit.
- Implementation of periodic pear accreditation visits, and
promotion of a culture of quality improvement and good practices
This research project has produced the
following results:
1 – An
accreditation manual, with criteria, indicators and standards.
The approved Accreditation Manual is divided
into five chapters, which refer to the organisation and to the various
structures of the DSM. The introduction to the chapters includes instructions
for the correct use of the manual. There are 76 standards concerning the General
organisation of the Mental Health Department, 128 concerning the out-Services
for adults, 100 concerning the Hospital psychiatric Services, 86 concerning Day
Hospital centres, 80 concerning residential structures. The requisites
concerning MCQ activity have been re-distributed in the lists relative to the
various Department subdivisions.
Each questionnaire is, in turn, developed in
ten standards of targeted areas, with a standardised description of the basic
information related to the structure: general policies, management areas,
organisation, training and management of the staff, integration, facilities and
equipment, safety of patients and staff, delivery of care, clinical
documentation, individualized care, relationship with the families and
relationship with the social workers.
A computerised version of the manual has been
produced in order to facilitate self-appraisal and training procedures.
2 - The visit procedure
The accreditation programme is schematically developed
according to the following stages:
 | Training of the accreditation key persons in the Mental
Health Department |
 | Training of accreditation visit consultants
 | Visit phase 1 - Implementation
of self-evaluation groups within the services involved
 | Visit phase 2 - Visit
 | Final accreditation report
 | Improvement procedures |
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As you can see, the accreditation process is
developed through interaction between an internal component (training of support
operators, self evaluation, improvement procedures) aimed at self appraisal,
within the structure, which wants to be accredited and which reflects on the
quality of its own performance, and an outside component (training of external
visitors, visit, final report) external to the structure, the authority and the
visitors, which guarantees the objectivity of the evaluation.
This cyclical process foresees at the very
least a periodic repetition of the activity of self-evaluation and of the visit,
even though in our experience, critical areas are constantly identified, areas
which require improvement and which must be followed by a new visit to confirm
accreditation.
The application of the professional
accreditation procedure has shown a high training potential both towards the
operators who are directly involved in the research as well as, in general,
towards all those who are involved with connected services.
Particularly, the phase of self-evaluation has
permitted the various teams involved in the services to focus attention on the
practical significance of the concept of the criteria of good quality and to
develop within the service environment the aptitude for seeking improved
performance by comparing one’s own organisation and one’s own practices with
those of other services, as well as aiming towards the same criteria of good
quality.
The accreditation procedure can be used for
two different aims.
To self-evaluate one’s own DSM.
To obtain professional accreditation.
3 - An example of self evaluation
Self-evaluation, at least in Italy, consists
of an activity that is far from being secondary. The huge variability which
still exists must, first of all, be brought to the attention of the operators
themselves.
An exemplary case can be illustrated in one of
the big mental health departments in northern Italy. If we analyse the ratio of
self-evaluation in the three areas we’ve mentioned, that is: organisation,
assistance, and integration, we can confirm what has been stated.
The organisation curve, in fact, which is the
less accentuated, is off by nearly two points (forty per cent possibility)
The assistance curve shows a variability of
sixty per cent.
Finally, the integration curve, the most
accentuated, shows an oscillation of a good four points (eighty percent).
4 - An example of a visit report
The emphasis put on the activity of
self-evaluation must not, however, let us forget that the aim of accreditation
is that of obtaining the status of an accredited service from an external
authority. This is also the aim of professional accreditation, even though in
this case the external authority is made up of professionals at the same level.
Let's see however, what are the strong points
which the accreditation visit has identified in the general organisation of one
of the Italian departments which is most well-known, also at international level.
Best areas in the general organisation of the
MHD
A clear and the shared mission aimed toward social psychiatry
Key role of
the Mental Health Centfer in treatment strategies
The wide
variety of facilities and prorjects
Comprehensive support and care varying according individual needs
High
possibility of access
Work
targeted toward severe mental health disorders
Humanitarian
attitude of care
Low level of
conflicts, based on shared strong values and guiding
During the accreditation visit,this department
had a global score (self evaluation) of an average of 4.8 (out of five) which
has been confirmed
They were found lacking in several specific
treatment techniques, in their computer system, and in their relations with
other external agencies and institutions.
The impact of the accreditation programme
At a distance of some time after carrying out
the visit, a survey was done (G. Agnetti, A. Righi, E. Re) regarding the impact
that participation in the accreditation programme (at the same level of
competence) has had on the participating services.
Apart from a generally positive attitude
regarding the experience, a significant number of services discussed the
appraisal procedure used among themselves (40%), along with the significance of
the evaluation criteria (30%) to establish the good quality of the service.
Most of the services (60%) have also thought
of introducing some changes with respect to the critical areas identified as a
consequence of the visit and a fair number (20%) have also put some of these
changes into action, with the intention of improvement.
In conclusion we can confirm:
First
The peculiar characteristics of professional
accreditation are:
Its voluntary nature
Professionals involvement and participation
Emphasis on quality improvement
Self-evaluation
Attention to users, cares and their
satisfaction
Some of these features are
specific to professional accreditation, for example, the willingness of the
structure to undergo the procedure of self evaluation, while others are common
to accreditation with certificatory functions, but some aspects are more
strongly developed and valorised.
In particular, professional accreditation
takes into consideration:-
1 The interest of the professionals to develop
and improve their professional qualities and the quality of the services they
provide.
2 The necessity to involve the operators in
the evaluation process, the object but also the subject of evaluation.
3 The tendency of the entire structure and the
work groups to try to improve the quality of the services provided.
4 The central role played by providing an
answer to the needs and demands of their own clients.
Secondly
We believe that the
accreditation programme success is related to
1 The developmental phase of
the Service Involved
2 The history of the service
3 Power imbalance between the visitors and the
service visited
4 Awareness of accreditation role in favouring
quality improvement
5 Conflicting accreditation programmes
6 Shared values and guiding principles
Thirdly
The procedure of professional accreditation,
the aim of which is to promote
the quality improvement of Mental Health
Department may be represented by the picture of a famous ascending spiral built
on unstable ground and in need of continuous care.
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